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Financial Spreading

Automating the manual extraction of financial data from statements using AI; resulting in streamlined workflows, minimized human error, and enhanced productivity for spreading processors.

This page provides a high-level overview of my role and the outcomes delivered; detailed problem framing, process, and design decisions rationale are intentionally reserved for in-depth discussion.

About the Project

Hundreds of attributes need to be fetched manually from financial statements which is time consuming and prone to human error. 

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High Annual volumes of ~60,000 Private Spreads | ~50 FTE supporting CB, CIB | ~200+ attributes & ration need to be manually fetched & calculated from consolidated financial statements | Growing Number of customers | Heavily manual efforts | Error prone and Time consuming

The Challenge

Spreading Processors need a quick and efficient way to extract data from financial statements preferably an automated solution because manually extracting data from multiple statements is a tedious, manual and takes too much time from more important work.

My Role

  • Plan and conduct user research, benchmarking existing solutions and processes

  • Create personas, map end-to-end task flow

  • Determine improvement areas and opportunity to leverage LLM/AI

  • Translate concepts into user flows, wireframes, mockups and prototypes

  • Conduct usability testing, and push adoption by monitoring user feedback

  • Helped in data labeling exercise to determine effectiveness of AI

My Approach 

  • Structured the project around the core phases: Discovery, Ideation, Design, Feedback, and Implementation to ensure a user - centered and iterative process. 

  • Developed a research plan customized to the unique requirements of the Spreading CoE, beginning with a clear and actionable problem statement. 

  • Conducted secondary research by analyzing intranet resources and existing documentation. 

  • Employed guerilla research techniques for rapid, informal insights to supplement formal findings. 

  • Engaged users through interviews and seat rider sessions to capture authentic needs, behaviors, and pain points. 

  • Recorded and analyzed user interviews to validate the current spreading process and uncover real challenges. 

  • Aggregated all available data and insights related to the problem, ensuring a 360-degree view of the user experience and operational context. 

  • Mapped the existing workflow, systematically documenting pain points and identifying areas for improvement and innovation. 

  • Created prototypes and mockups informed by user interview findings, enabling quick validation and iteration. Mockup Link 

  • Designed high-fidelity mockups to illustrate the envisioned future state, aligning with user needs and business objectives. 

  • Developed a detailed Banker Persona to understand the end-user’s decision-making process and information requirements. 

  • Ideated a pre-spreading financial overview feature, empowering bankers with instant access to key ratios and metrics for faster, more informed credit decisions. Banker Persona Concept 

  • Proposed a solution that streamlines the spreading process, reduces SLA turnaround time, and alleviates backlog, delivering measurable value to both bankers and the spreading team. 

The Result 

  • Reduced turnaround time by 60%

  • Efficient risk assessment and improved client experience 

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